RJC Small Business Sustainability Toolkit

The Responsible Jewelry Council (RJC) mission is a responsible worldwide supply chain that promotes trust in the global jewelry and watch industry. This can only be possible with more jewelry supply chain actors taking responsibility and implementing responsible practices. For small businesses, it can be difficult to know where to start and what to do in practice. This toolkit provides practical guidance for small and medium sized enterprises on how to implement Corporate Social Responsibility (CSR) in four initial steps.

The RJC is taking important steps to support our members now and into the future to accelerate responsible business practices across the supply chain. In certain countries CSR is now a mandatory requirement with existing legislations and standards on CSR issues such as environment, human rights and labor rights. The jewelry supply chain is complex and composed of diverse supply chain actors, many who are small and medium sized enterprises. These Businesses may want to start their sustainability journey but are unsure where to start and what the business case is for doing so.

CSR presents numerous benefits for businesses regardless of their size such as higher motivation and productivity amongst workers, enhanced reputation and access to global markets. There are different approaches to implementing CSR from fully integrated responsible sourcing practices to contributions towards social and economic development projects. Whichever approach works best for your company, CSR should not be considered as an isolated activity from your core business operations.

With this toolkit, RJC aims to provide practical guidance for small businesses alongside tools and resources to help start your CSR journey. CSR is a process of continuous improvement over time. It is moving your organization beyond compliance and integrating management systems in the areas of human rights, labor practices, sourcing practices, product integrity and environmental impact as part of your core business strategy.

Implementing CSR: About This Toolkit

RJC’s mission is a responsible worldwide supply chain that promotes trust in the global jewelry and watch industry. This can only be possible with more jewelry supply chain actors taking responsibility and implementing responsible practices. For SMEs, it can be difficult for them to know where to start and what to do in practice. This toolkit, provides practical guidance for SMEs on how to implement CSR in four initial steps.

Four Steps to Implement CSR

What is CSR and Why Implement It?

CSR is a voluntary action by businesses to take responsibility for the impacts of its activities on society and the environment – going beyond legal compliance. In some countries there has been a progressive approach to include CSR under corporate law and it is becoming mandatory.

There are two key concepts to implementing CSR – responsibility and impact. Understanding and assessing the scope of your business’s responsibility and its impact will help you to develop your CSR program and implement it. By implementing CSR you can also contribute towards the 17 sustainable development goals (SDG). Figure 1 lists the subjects that are considered to be within the scope of CSR activities. They can help you to understand and focus your efforts.

Human rights: There are two broad categories of human rights: 1; civil and political rights and 2; economic, social and cultural rights. In the context of a business’s responsibility, the list of rights that international guidance documents often refer to is rights that are covered by the International Bill of Human Rights. However, your business’s responsibility might also cover other types such as economic, social and cultural rights protected under the national law where you operate. For further information on human rights (provision 6), look at the RJC website training page: here.

Labor rights: Labor rights often refers to International Labor Standards and the International Labor Organization (ILO) Fundamental Principles and Rights at Work2. Other issues such as wages, working hours, harassment and abuse, health and safety are often addressed by national laws that have to be considered within the scope of a company’s responsibility. To learn more about labor rights (provisions 15-22), look at the RJC COP 2019 Guidance document: here.

Environment: Environmental impact might vary depending on business operations, location of the business and availability of natural resources. For instance, production may lead to pollution. The use of chemicals can be harmful to plant and animal life. Mining activities can result in soil erosion, deforestation and air and water pollution. Various issues should be considered such as your companies carbon footprint, methods to prevent pollution (e.g. waste management, disposal of chemicals, recycling, life cycle assessments), sustainable resource use (e.g. water management), and biodiversity. For further information regarding your impact on the environment (provisions 24-27), look at the RJC COP 2019 Guidance document: here.

General requirements and supply chains: A company is expected to comply with applicable law(s) and regulation(s) related to its operations. Companies are not only responsible for their direct activities but also expected to respect human rights, labor rights and the environment throughout their supply chains. In the jewelry industry, companies are recommended to pay attention to sourcing practices from conflict affected and high-risk areas and implement internationally recognized guidance and standards such as OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, OECD Guidance Supplement Gold, Kimberley Process Certification Scheme and World Diamond Council System of Warranties. Where SMEs source directly from artisanal and small-scale mining, risks have to regularly assessed and minimized. RJC COP 2019 has specific provisions covering general requirements and supply chains (provisions 1-7).

Consumer relations: Companies dealing with retail products should provide accurate and transparent information. It is important to disclose information about your product especially within the gold, silver, platinum group metals (PGM), diamond and colored gemstone supply chain as purchasers have a right to make an informed choice. Record keeping is critical especially in the processing stage. For example, information on the 4Cs (cut, color, clarity and carat) should be documented for diamonds to enable accurate and transparent disclosure. Similarly, to comply with the World Diamond Council (WDC) System of Warranties (SoW) diamond suppliers and manufacturers must pass on a warranty statement each time a diamond changes hands – records of these warranty invoices received and issued, must be kept on file. Procedures for and records of ensuring disclosures should be accurate and comply with the law, including sourcing practices, due diligence, regular product testing, inspections and laboratory or testing reports. Consumer relations and product disclosures (provisions 28-30) are key for your customer to trust you, look at the RJC COP guidance document for more information

Community involvement and development: Companies have close relationships with the communities in which they operate. In most parts of the world SMEs contribute immensely to the economic progress of a country/local community and create jobs. SMEs support social, economic and institutional development of the communities in which they operate by the activities which they conduct such as supporting education and culture, technology development, social investment and community involvement. Working with your communities will benefit all, not just your company, look at how to develop strong communities development (provision 10) with the RJC COP guidance.

When implementing CSR, SMEs should assess their responsibility and impact on their employees, environment and communities. There is a strong link between your sphere of influence and responsibility to act (see Figure 3). Within the three key spheres of influence, sphere one covers the activities you have direct control over such as health and safety of your employees. It also includes your supply chain such as adhering to the national and international product requirements in your trading activities or having full record of your financial transactions. The second and third spheres represent areas where you may have an impact, but you do not have direct control, such as community development. The more influence you have in each sphere, the greater your responsibility is to act.

CSR implementation is a progressive process. You can start by looking at your internal operations (e.g. towards your own employees and inside the company). Internal interventions can be highly visible and have tangible returns in the short-to-medium term. External involvement such as community relations may come later. The priority of areas to implement can also be based on expectations made by your stakeholders. The major stakeholders of SMEs are often the employees and the communities where the business operations are situated, and in some cases business partners/suppliers and retailers. However, other civil society organizations such trade unions, business associations, as public and regulatory bodies are important stakeholders to take into consideration as you develop your CSR plan.

Benefits and Challenges of Implementing CSR

With ever increasing globalization, CSR has become an important and prevalent requirement around the world. Violations against CSR topics such as human rights in supply chains are becoming more visible and consumers, civil rights groups, NGOs, customers and suppliers are increasingly demanding information on production conditions and routes to market.
As an SME, your CSR motives and initiatives may take different forms than those of larger enterprises. You might be concerned about losing your competitiveness by imposing additional conditions onto your suppliers or setting higher standards for your workers than your competitors. CSR may seem difficult to implement. However, there is a business case for SMEs, advantages can be:

  • Higher motivation and productivity amongst workers, that decreases turnover rates.
  • Enhanced reputation and trust that leads to better access to global markets and investment.
  • Enhanced reputation amongst the community, customers, banks and other important stakeholders.
  • Optimization of management processes that contributes to better risk management and efficient resource management.
  • A long-term vision for the sustainability of the business operations which may eventually increase your competitiveness and client base.
  • Attract and retain talent.

Even if you lack the human and financial resources, it is still possible to implement CSR gradually.

Step 1: Preparation

In this section, we guide you through practical steps to implement CSR. CSR should not be considered as an isolated activity from your core business operations. It can be implemented gradually and be integrated into your existing management systems or business practices. Based on your resources and time, you can set up a simple system covering your workplace and expand it to cover your supply chain.

Before you start, it is useful to conduct a basic review of your existing documentation and practices of your organization with your staff to identify the areas where you may already contribute towards CSR. This can include your policies, principles, procedures (e.g. hiring procedure covering age verification, health and safety procedure), certifications, guidelines (e.g. workplace rules handbook), contracts, projects and reports.

If you have a management system in place, it is likely your organization has an inventory of documentation for your management system. In Chapter 3: Tools and Resources, we have provided a simple questionnaire/checklist (see Tool N. 1) that will help you to identify the gaps and take action. While doing this exercise we also suggest for you to:

• Identify your priorities: identify which CSR subjects impacts your business the most and what should be addressed first. A list of CSR issues that you can use as reference is provided in Chapter 3: Tools and Resources (see Tool N. 2). During this exercise it is recommended that you consult with your stakeholders. This does not have to be a complex process; you can call your direct suppliers and business partners and ask what their expectations are. Or use survey tools to understand the expectations of employees or conduct desk-based research on what your competitors are doing.

Map your existing processes: Review your existing practices and documents to identify which CSR subjects are covered and which subjects have to be addressed. This can include policies, procedures, production records, sourcing materials records, contracts, financial transaction records, employee contracts, human resources or other types of quality guidance documents/ handbooks, codes of conduct and project reports.

• Document your actions: You can integrate your CSR priorities into your existing business practices instead of writing new policies, rules and procedures. For instance, you can integrate your CSR policy into your quality management system. Or you can integrate relevant subjects into your existing management procedures. An example you might already have measures in place to ensure the health and safety of workers, but this is not documented. You can document the current practice, revise it where necessary and include other related practices. You do not need a separate policy and procedure for each CSR subject. Simple sentences reflecting your practices and respecting CSR standards are sufficient.

Transparency and Traceability in Supply Chains: Why it is Important

Transparency and traceability are essential for responsible supply chains. Without knowing where products & materials comes from, we cannot ensure that our operations do not have a negative impact on environment and society. A business should be able to answer questions on its supply chain such as: Where the materials come from? How were they mined? What kind of impact does the mining have on local communities and environment?

Lack of transparency on the origin of materials pose various risks on environmental damage, child labor and forced labor and bribery, money laundering and financing terrorism.

In the jewelry industry, most business relations are built on trust and due to secrecy and security, traceability from mine to retail can be hard to achieve. In some cases, there might be a strong chain of custody mechanism in place because of the type of gemstone, its origins and quality. In others, due to numerous people and transactions, it might be difficult to trace the origin.
To ensure that the business ethics are respected, any actors within the jewelry supply chain have to find and then provide information on the origin or manufacturing process of the materials and the records of financial transaction. SMEs are advised to keep, as minimum, internal inventory and transaction documents to retrospectively identify materials, inputs and outputs for all their sourced jewelry materials, particularly gold, silver, platinum group metals (PGM), diamond and colored gemstones.

That means collecting:

  • Information on the form, type and weight of materials input: e.g. for precious stones: the origin of the material, locations where its consolidated before export, method of extraction, weight, transportation route.
  • Supplier details including Know Your Counterparty (KYC) information

In practice you can gather this information in several different ways:

  • Use checklist and forms, where applicable, to collect information from suppliers
  • Collect information directly in meetings
  • Depending on the resources available, consider using electronic data management software to help streamline your supply chain mapping and information gathering.

Step 2: Create a CSR Policy

A CSR policy refers to a company’s responsibility towards the environment and people, it highlights the strategic focus areas of responsible practices in their business operations. It is often used to communicate a company’s values and responsible business practices internally and externally. The policy structure and length vary. However, most CSR policies generally focus on three main areas:

1. Objectives and values: Outline the company values and objectives alongside a short statement endorsed by senior management.

2. Legal compliance: Legality and compliance with the law and regulations is part of responsible business practices. Here, companies may refer not only to compliance with national laws but also with international standards or industry guidance. This course of action is mainly taken where the company operates in specific sector, deals with specific materials, is part of a organization (e.g. a trade organization, and industry association) with their own requirements, etc.

3. Business ethics and other areas of emphasis: Business ethics explain the way businesses conduct their operations. The core CSR subjects that it covers are protecting the environment, respecting human rights, promoting labor rights, responsible supply chains, anti-corruption and fraud.

Include key personnel when drafting your CSR policy. Depending on the complexity of your operations and organization size, you can choose to have a short policy and have separate detailed policies covering all CSR subjects. Or you can develop one detailed CSR policy (sustainability policy, sustainability charter, code of ethics) covering all the CSR subjects. The important factor is that you provide commitments for all the key CSR areas. The RJC COP guidance has further information on how to develop and implement your policies (provision 2).

Management Commitment and Assigning Responsibility

Managers and company owners are important drivers of CSR implementation. It is critical to have commitment from the top. The policy also has to be signed and approved by the company owner or senior manager. Depending on the size of your organization, it is also recommended to assign responsible personnel to coordinate the implementation of CSR activities.


Strategic communication should be targeted to key stakeholders. In the context of SMEs, they are often employees, large buyers or retailers, suppliers, civil society and community organizations. Different communication strategies and tools might be needed to communicate to each type of stakeholder group.

Managing the Change Process: How to Communicate CSR to Your Employees

Integrating CSR into business practices often needs some further work to implement change. Regardless of the context and circumstances, people have a tendency to resist the change. The following tips may help you to better manage the process and communicate:

  • Communicate the process from the beginning: Do not wait to communicate with your employee to complete the policy drafting process. Once you decide to implement CSR, explain and share the implementation steps with all your staff with a meeting, announcement or webinar.
  • Explain clearly why CSR policy is needed and what you want to achieve to your employees: To successfully promote CSR, you need to clearly explain why it is needed, what are the objectives and how will it impact your employee and affect their work. Building the business case for CSR involves formulating the arguments and rationale behind your engagement in CSR. A holistic overview that is not only looking at the business benefits but also takes into account motivations can be useful. Here, you can explain the possible positive outcomes of CSR or indicate the negative outcomes of not having it.
  • Create a leadership team: Depending on the size of your company, assign one or more responsible people who will lead the process and engage with other employees. The responsible person is not required to work on this full time.
  • Support dialogue: Ideally, CSR implementation should not be a top-down approach and employee’s engagement should be promoted. This can be done in various ways such as organizing consultations, building on their knowledge and experience with training or workshops. Create opportunities for employees to take part in the consultation process. Using tools such as surveys or interviews will help you to engage with your employees. Explore digital solutions such as online voting and poll tools too sophisticated for SMES – suggest “coffee” or “breakfast” conversations. They provide lots of opportunities for reaching out to many people for consultation purposes without spending too much time and effort.
  • Examples of internal communication: Regular employee meetings, posters, brochures in the workplace (in common areas, canteen, entrance etc.) and internal newsletters and key messages by the CEO or owner.

Step 3: Incorporate CSR Into Your Organizational Practices

The CSR Policy is a company commitment to take responsibility of its actions. In practical terms, you need more than a commitment to ensure its implementation, meaning having a system in place to identify your risks, impact and procedures to ensure that you respect responsible business practices. In this section, we will first look at the procedures and how you can incorporate CSR subjects in them and then we will examine the methods for risk management.

Incorporating CSR Into Standard Operating Procedures

If you want to ensure that you respect core CSR subjects, you need to integrate them into your regular operational standard operating procedures (SOP) or create new procedures for subjects covered by CSR. Examples could be:

• Labor rights: Labor rights cover various issues such as equal treatment, forced labor, child labor, freedom of association and collective bargaining, wages, working hours, harassment and abuse, health and safety. Depending on the size of your company, these issues can be covered under an employee handbook, workplace rules or separate procedure. If you employ more than five people and engage in production the following key example issues can also be addressed in the SOP to ensure protection of the employee rights.

– Forced labor: Do not prohibit movement of workers, workers should be free to leave the workplace, due to security reasons if you lock doors or restrict movement between production sites, make sure that workers have access to the emergency exit.

– Child labor: Verify workers age at the hiring stage, take copies of their government issued identification and keep them on file.

– Freedom of association and collective bargaining: Prohibit all types of intervention with workers’ rights to engage with unions.

– Equal treatment and non-discrimination: Prohibit all types of discrimination at the workplace in hiring, promotion and termination. Provide equal pay for equal work for men and women.

– Wages: Adhere to the national minimum wage requirements. Do not withhold workers’ wages and pay wages regularly.

– Overtime: Overtime should be voluntary. Working time should not pass the national legal working hours limits.

– Health and safety: Workers should be provided with necessary protective equipment, conduct risk assessments and address hazards. Other measures such as first aid, fire safety, emergency procedures should be implemented.

• Environment: Depending on your operations, you might have different impacts on the environment. Issues such as the use of natural resources, waste management and how to mitigate the negative effects can be addressed by in the procedures.

Risk Assessment

In order to mitigate or prevent negative social and environmental impact, first you need to identify your risks in the whole supply chain. The risk management process can be initiated with supply chain mapping. Key steps include:

  • Listing all products and services you purchase, produce, provide and export.
  • Identify the country where each product was manufactured.
  • Determine what the main raw materials are for composite products and/or semi-finished products, and where they come from.

In the jewelry industry, risks can be found at different levels of the supply chain: high risk of human rights, and environmental degradation in the upstream supply chain where the precious stones and minerals come from, health and safety risks in the middle of the supply chain (cutting & polishing), child labor in ASM. Knowledge of the supply chain and transparency are key features of CSR, because without linking the source with the product we cannot ensure that all CSR principles are respected.

There exist different types of risk factors based on the characteristics of the product, activities and suppliers such as:

Risk related to countries/location and materials: Damage and risks are diverse based on the material type. For instance, mercury and cyanide in gold extraction are harmful to plant and animal life while gemstone mining is relatively less hazardous since chemicals are not used. However, all types of mining activities may cause deforestation, erosion, found in protected areas/fragile biodiversity and may involve child labor or dangerous working conditions. Risks may also be related to the origin of the material. Some countries can be riskier due to weak law enforcement (e.g. if the land rights are unclear/not established), poverty, vulnerable state institutions, political instability and high rate of informality. There are online resources providing information on each country’s overall performance on CSR as well as on particular subjects such as corruption, labor rights and human rights.

Risk related to characteristics of the suppliers: Characteristics of the suppliers such as lack of management systems, informality and relationship with the supplier (leverage, longevity of the business relations, contracting types, payment practices) also determines the risk level and what to look for. For example, issues related to community rights and environmental degradation can be more commonly observed in large scale mining operations.

For more information you can refer to the RJC Risk Assessment Toolkit that can help you to identify the risks and mitigate them in your supply chain, and Tool N.2 (in Chapter 3: Tools and Resources) will help you pre-assess risks related to materials and suppliers. It can help prioritize your work by assigning risk levels, high, medium and low to your risk assessment. Focus your work on high risks first as they are more likely to occur and have a greater impact than a low risk and then work your way down through to your low risks.

Develop an Action Plan

Once you identify your policy, and risk areas, the next step is to come up with an action plan (see table 1) to implement your CSR program. This includes documenting actions to reduce/manage risks and prevent negative impacts of your business on the environment, labor and human rights or minimize their harm.

For each identified issue or risk, you need to come up with:

  • Set of activities: which actions are you planning to take to address the risks?
  • Responsibility: who should be responsible to complete the actions and monitor the results? Depending on the size of your organization, set up a cross departmental working group with leadership commitment at the top to develop a strategy.
  • Timeline: what is the deadline for completing the activities?
  • Results & verification: how will you monitor the results? How will you verify that the action has been completed?

Example of an Action Plan

Use Networking and Collective Action to Address Complex Issues

Most supply chain issues are deep rooted and complex. It is very unlikely for a sole company to solve an industry-wide problem such as unclear supply chains, long working hours or corrupted practices. However, SMEs should not underestimate their impact to change practices. They can benefit from a collective approach and networking to tackle these issues together for a greater impact. Collective approaches can be developed either directly with other SMEs or associations. Examples can be:

Supporting industry-led initiatives: In many instances, SMEs lack the leverage to address systemic issues independently. Many of these issues can only be addressed through collaborative industry-wide action. To address common challenges, enterprises can engage in various platforms and share experiences or learn from peers.

  • Sharing knowledge and experience on CSR practices.
  • Developing a common agenda or workplan for industry-wide problems.
  • Collaborating on projects and programs with other industry players to increase leverage on suppliers or get access to funding.

Step 4: Review

CSR implementation is an evolving process, some changes such as working with new suppliers, may require you to review your system and priorities.

One of the effective ways to identify the need for a revision is by monitoring your CSR activities. By using various methods such as reporting, surveying suppliers and workers, interviews, performance reviews and verifying the actions in your CSR action plan, you can measure the efficiency and effectiveness of your approach. While monitoring you should:

  • Assess the implementation and acceptance of the CSR policy and procedure: how do your workers, staff and suppliers perceive it and what is their feedback.
  • Assess whether the existing system allows you to identify risks and prevent them.
  • Examine whether the activities in the action plan have been implemented, if not, why and if yes whether they have been successful in solving the issues.
  • Explore innovative ways to improve your system. e.g. Is it possible to use digital technologies to collect data; can we increase supplier engagement with training, are there areas for new projects or cooperation.

Your company and staff should make an effort to implement CSR; this is not only to ensure the sustainability of the supply chain but also to create a positive social and environmental impact. Monitoring will provide the crucial information about what is working and what is not working. It will enable you to improve your CSR performance overtime.



CSR is an organization’s responsibility for the impacts of its activities on society and the environment. The European Commission defined CSR as “the responsibility of enterprises for their impact on society”. Companies can become socially responsible by integrating social, environmental, ethical, consumer, and human rights concerns into their business and operations and following the law. Once you have established and embedded CSR within your company, you can consider further advancements such as ESG (environmental, social and governance), which are aimed at creating measurable and comparable objectives.


Over the last decade, the EU, has encouraged companies to conduct their business responsibly by a mix of voluntary and mandatory law initiatives. The EU Directive 2014/95/EU encompasses a clarification of non-financial reporting obligations. However, there is no obligation under the EU law for all companies to carry out business responsibly and in respect of human rights and the environment.

Some countries took further steps (France and the Netherlands) to implement due diligence legislations laying out both specific (child labor due diligence requirements in Netherlands) and general due diligence duties (France). These legislations cover not only multinational companies but also SMEs and require companies to conduct due diligence in their supply chain.
Some countries such as China, India have also reporting requirements for sustainability. However, these are targeting companies listed on the Stock Exchange.

National company laws across the EU and around world still diverge in many respects. In terms of reporting and due diligence responsibilities, SMEs should consult with a chamber of commerce, legal consultant, relevant public authorities or an industry body to receive more information. For more information on legal CSR frameworks in the EU, refer to the European Parliament, CSR and Its Implementation into EU Company Law, 2020, and EU Conflict Mineral Regulation.

There are also national laws focusing on social issues such as forced labor:

UK Modern Slavery Act: This act set out a range of measures on how modern slavery and human trafficking should be dealt with in the UK. While not all of the Act is directly relevant for business, section 54 entitled ‘transparency in supply chains’ impacts the corporate sector.

Australia Modern Slavery Act: This Act requires entities based, or operating, in Australia, which have an annual consolidated revenue of more than $100 million, to report annually on the risks of modern slavery in their operations and supply chains, and actions to address those risks.

California Transparency in Supply Chain Act: This was enacted in 2010 to promote transparency and accountability in corporate supply chains. The aim of the act is to provide consumers information about their efforts to eradicate slavery and human trafficking.


You have to demonstrate your commitment to responsible business practices. Therefore, if responsible business practices cited under Chapter 1 are covered by your individual policies or code of conduct, your company does not need to create a separate CSR policy. However, if none exist, it is recommended that you have a separate policy on CSR.


As an SME, producing a policy statement on CSR subjects such as human rights or business ethics may feel “corporate” or “technical”. You may be concerned with how such a policy will be perceived by employees and suppliers. To overcome this, the policy and the way it is communicated needs to be in line with the organizational culture. This toolkit contains a framework and checklist to help SMEs. However, it should be tailored to your organization. Communicating CSR is not a box ticking exercise, it is an ongoing dialogue with your stakeholders and sharing information.


A code of conduct or code of ethics is often a set of general guidelines or values written for employees of a company to outline principles and issues that are prohibited. There are often overlapping subjects in both documents and there is no rule on whether you should first have one and then the other or combine them both. Policies have more flexible documents and can be revised when needed. If you already have a code of conduct, you can review and update it with the key CSR areas or if there is any information not aligned with your CSR policy.


It is a challenging process to integrate CSR into sourcing practices even for larger companies. However, it is necessary to demonstrate responsible business practices. Therefore, the answer is, yes it should do. You need to plan procurement decisions carefully and identify the risks and let your suppliers know. You can create a supply chain policy specific to a supplier to include known or potential risks and impacts or start with or start more general and update at a later date. Most relations with suppliers are built on trust, some are very long-term partnerships. There is definitely room for cooperation and working together towards responsible supply chains. However, some issues such as sourcing from conflict affected regions have to be addressed immediately due to possible severe impacts on human rights. There are several ways to explain to your suppliers the relationship between CSR and sourcing, for more information see Box 10 How to Communicate CSR Policy and Due Diligence.


This highly depends on the size of your organization and operations as well as the capacity of your personnel. The answer is likely to be no if you want to integrate CSR into your regular business operations. It is important to assign a responsible person or a lead for the planning and communication of the activities. However, CSR has lots of cross-cutting issues related to different departments e.g. finance, production, sales and human resources. Therefore, each responsible person from the relevant departments has to have an understanding of CSR activities. If a common understanding and responsibility culture can be created amongst the organization, CSR activities can be managed without the need of extra people.


Fundamental Principles and Rights at Work (FPRW) such as freedom from child labor, freedom from forced labor, freedom
of association and effective collective bargaining and non- discrimination in employment are considered as primary workers’ rights and human rights. We should not think of them as two separate sets of rights because they are highly linked to one another (e.g. the right to free movement in and out of a country and forced labor).


When contracting security services, it is important that these contractors understand and work in ways that protect and promote human rights. For example, by embedding acceptable policies and procedures into contracts with security contractors and maintaining clear oversight over all security activities. The Voluntary Principles on Security and Human Rights serve to guide extractive companies in providing security for their operations in a way that respects human rights. All measures that take place for security reasons that limits the workers mobility (i.e. locked doors) should be reasonable and not pose health and safety risks. Measures such as body search, bag search should be conducted by respecting workers dignity and gender. Workers should be provided with a grievance mechanism that can enable them to share their concerns about security staff.


No, in case your business has a risk assessment methodology in place, and it is conducted regularly, you can integrate CSR subjects into your organizational risk assessment practice. The main objective of the risk assessment is to identify the risks and mitigate them. However, it should be conducted by people who have familiarity with the context and risks. For instance, your finance manager can easily identify the risk areas on anti-corruption, but they will have difficulty to assess the issues in terms of labor rights or health and safety. Therefore, it is important to engage with the relevant staff on gathering information and identifying risk factors.


Both due diligence approaches recommend identifying risks in the supply chain. In the case of OECD guidance, the main focus is on the high-risk and conflict affected regions. Additionally, it requires companies to conduct due diligence not only on human rights, but other high risks issues related to sourcing minerals. Companies must provide clear actions based on the severity
of the identified issues. To conduct OECD due diligence and human rights due diligence, you need to have a certain level of transparency and control over your supply chain. To learn more on how to engage with your suppliers on CSR Policy and due diligence see Box 10.


You can review a range of documents and resources from credible sources to check CAHRAs. This includes research reports from governments, international organizations, non-governmental organizations and media, maps, UN reports, UN Security
Council sanction list, relevant industry literature on the material’s extraction, and its impact on conflict and human rights. The RJC DD Toolkit includes a list of publicly available resources to help companies identify conflict affect and high-risk areas.


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